Compliance Team

With the regulatory environment in South Africa rapidly evolving, legal compliance has become increasingly complex and challenging, with the threat of sanctions and reputational risk a constant threat to business continuity. 

To address the increasing scope and impact of legal compliance for businesses and institutions, our Compliance Team, has built up extensive experience to offer advice and support to clients across a range of sectors in respect of business and regulatory legal compliance.

The team can assist with individual policies and guidance, or comprehensively audit, assess and implement frameworks, policies and procedures to meet the legal and regulatory compliance aspects that apply to a client. This improves risk management, organizational performance and the public reputation of the client.

The team also provides training and packaged solutions to assist clients to implement and manage their own compliance frameworks, with packages including templates, policy formats, guides, reference materials and other applicable documentation.

Some of the main compliance areas which we assist clients with are: 

  • Trust & Company Regulatory Compliance
  • Privacy & Data Security
  • Information Technology & Cyber Security
  • Anti-Money Laundering, Anti-Fraud & Financial Intelligence
  • Beneficial Ownership Reporting for Companies and Trusts
  • Risk Management
  • BBBEE Compliance
  • Regulatory Compliance

Effectively navigating the compliance landscape should be possible for clients. We aim to assist in making this possible.

Key Contacts for Compliance

Key Contacts for Compliance

 

Dr Damian Viviers

Director

Dr Damian Viviers is a Director in the Commercial Practice Group. He heads up the firm’s presence in the Western... Cape and is dedicated to providing quality commercial, corporate and compliance related legal services for clients, across South Africa and abroad. His keen commercial mind and relentless pursuit for excellence form the cornerstones of his client service.

Cape Town
damian@phinc.co.za
+27 51 400 4196
+27 51 400 4161
+27 83 610 1172
 

Millisanté de Wee

Senior Associate

Millisanté is a Senior Associate in the Commercial Practice Group, dealing with restructuring, general commercial transactions, estate planning, and wills... and trusts to name a few. She is fueled by her passion and zeal to learn and enhance her skills while customising her services to each respective client. 

Bloemfontein
millisante@phinc.co.za
+27 51 400 4023
+27 51 400 4161
+27 61 837 6094

Dr Damian Viviers

Director

Dr Damian Viviers is a Director in the Commercial Practice Group. He heads up the firm’s presence in the Western... Cape and is dedicated to providing quality commercial, corporate and compliance related legal services for clients, across South Africa and abroad. His keen commercial mind and relentless pursuit for excellence form the cornerstones of his client service.

Cape Town
damian@phinc.co.za
+27 51 400 4196
+27 51 400 4161
+27 83 610 1172

Millisanté de Wee

Senior Associate

Millisanté is a Senior Associate in the Commercial Practice Group, dealing with restructuring, general commercial transactions, estate planning, and wills... and trusts to name a few. She is fueled by her passion and zeal to learn and enhance her skills while customising her services to each respective client. 

Bloemfontein
millisante@phinc.co.za
+27 51 400 4023
+27 51 400 4161
+27 61 837 6094

Compliance Expertise

BEE Advisory

Advice and support in respect of Black Economic Empowerment (BEE) scorecard planning, BEE transaction structuring, equity transactions and ownership models, empowerment funding, BEE complian...

Show more

Consumer Law

Advice and support in respect of all aspects of legal and regulatory aspects relating to the consumer including business audits, risk assessments, drafting of policies and procedures, consum...

Show more

Corporate

Advice and support in respect of entity formation, preparation of founding documentation, registrations, maintenance, amendments, drafting of agreements and resolutions, and company secretar...

Show more

Corporate Governance

Advice and support regarding regulatory compliance, corporate governance, risk assessment, decision-making, company secretarial functions, policies and procedures, training, and the drafting...

Show more

Corporate Trusteeship

The holding of independent corporate trusteeships on inter vivos and testamentary trusts for the local trusts of South African clients as well as broad-based and employee ownership schemes v...

Show more

Data Security

Advice and support in respect of data protection and privacy legislation such as the Protection of Personal Information Act, Electronic Communications and Transactions Act and the Promotion ...

Show more

BEE Advisory

Advice and support in respect of Black Economic Empowerment (BEE) scorecard planning, BEE transaction structuring, equity transactions and ownership models,... empowerment funding, BEE compliance in respect of relevant BEE legislation, codes and charters, skills development, centralized procurement and socio-economic and enterprise development initiatives.

Consumer Law

Advice and support in respect of all aspects of legal and regulatory aspects relating to the consumer including business audits,... risk assessments, drafting of policies and procedures, consumer agreements, drafting of forms, terms and conditions, e-commerce and other aspects relating to consumer law.

Corporate

Advice and support in respect of entity formation, preparation of founding documentation, registrations, maintenance, amendments, drafting of agreements and resolutions,... and company secretarial and administrative support services

Corporate Governance

Advice and support regarding regulatory compliance, corporate governance, risk assessment, decision-making, company secretarial functions, policies and procedures, training, and the... drafting of opinions and documentation.

Corporate Trusteeship

The holding of independent corporate trusteeships on inter vivos and testamentary trusts for the local trusts of South African clients... as well as broad-based and employee ownership schemes via representatives of Phatshoane Henney Fiduciary Services, including all related fiduciary and administrative aspects relating to trust management and execution of the role of independent corporate trustee.

Data Security

Advice and support in respect of data protection and privacy legislation such as the Protection of Personal Information Act, Electronic... Communications and Transactions Act and the Promotion of Access to Information Act etc., including business audits, policy reviews, risk assessments, drafting of policies and procedures, drafting of forms and agreements, e-commerce and other aspects relating to data protection.